Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Mark SchwartzMorgan StanleyCitigroup Global Markets Inc.$70506-01-2009
Edward John BoulbolMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Joseph Charles Serrato IIIMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Margaret Glennon CorbetMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stuart Lee SixmaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
James Peter ForsmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Gregory John SchaefferMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ernie Brian GarciaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bonnie C. MittenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Stuart RosenbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Richard Barry BermontMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Neil Alan FoxMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Juan ElwawMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Howard GuggenheimMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Alan HarmelinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Keith Hamilton AebischerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Richard Lee HilburnMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bradley Darren ZimmermanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Slater IsaacsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Matias CavalieriMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Frank Raymond Sierra Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
James Patrick MaguireMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David George BrownMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Tony RodriguezMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arthur Marvin SchwartzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 309 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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