Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Stevens, Vince SpiresMorgan StanleyRaymond James$24002-07-2019
Patricia Sans and Seraphim "Sam" RineMorgan StanleyRaymond James$17009-14-2018
Robert WeissMorgan StanleyRaymond James$10010-19-2018
Matt Shafer, Mark Barber, Jeffrey WinklerMorgan StanleyRaymond James$47509-06-2018
Henry R. GrinbergMorgan StanleyRaymond James$20006-08-2018
Harmon Morgan StanleyRaymond James$10604-05-2017
Frank Hibbard, Amy RosaMorgan StanleyRaymond James$14002-21-2017
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourMorgan StanleyRaymond James$27002-21-2017
Frank Urban, David HansonMorgan StanleyRaymond James$12507-21-2016
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberMorgan StanleyRaymond James$2,40005-29-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterMorgan StanleyRaymond James$25002-13-2015
Luigi MazzaMorgan StanleyRaymond James$8501-08-2015
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueMorgan StanleyRaymond James$55012-06-2013
David Huffman, Aimee BoggsMorgan StanleyRaymond James$18011-14-2013
Scott Cutliff, Donald Horras, Patricia PolsterMorgan StanleyRaymond James$20411-09-2012
Victoria AzpuruaMorgan StanleyRaymond James$11010-26-2012
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroMorgan StanleyRaymond James$40006-26-2012
Tom Ford, Jeff JonesMorgan StanleyRaymond James$11806-19-2012
Luis Alayo, Miguel RodriguezMorgan StanleyRaymond James$7212-19-2011
Paul Zirakian, Lance Powers, Nan Bonfield, Brenda D'Arville, Albert RayMorgan StanleyRaymond James$15011-30-2011
Martin Gelb, Sonya Gelb ChoeffMorgan StanleyRaymond James$25004-18-2011
Vann Ashley Wilder Sr., Van R. Martin, Maria G. WilderMorgan StanleyRaymond James$30008-13-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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