Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph Dellaporta IIINewbridge Securities CorporationB.B. Graham & Company, Inc.07-10-2019
Ronald Vincent CantalupoNewbridge Securities CorporationPortfolio Advisors Alliance, LLC06-18-2019
John Kirkland MoyNewbridge Securities CorporationInternational Assets Advisory, LLC$10006-07-2019
William Daniel CoogleNewbridge Securities CorporationAurora Capital LLC03-01-2019
David Lee GarmanNewbridge Securities CorporationGARMAN WEALTH ADVISORY, LLC$5009-28-2018
David Tod IINewbridge Securities CorporationInternational Assets Advisory, LLC$10004-27-2018
Betsy Lou WhippleNewbridge Securities CorporationM. S. Howells & Co.$5003-20-2018
Pedro Omar DiazNewbridge Securities CorporationLPL Financial LLC$5001-18-2018
Joseph Phillip Smith Jr.Newbridge Securities CorporationR.M. Stark & Co., Inc.11-22-2017
Albert S Humphrey IIINewbridge Securities CorporationFinancial West Group08-17-2017
Gabriel Martin AntunaNewbridge Securities CorporationAndrew Garrett Inc.$5007-18-2017
Edgardo Jesus Mini-EspejoNewbridge Securities CorporationInSight Securities, Inc.$1007-17-2017
Xavier PatinoNewbridge Securities CorporationJ.P. Morgan Securities LLC06-06-2017
Dominic Joseph Linsalata Jr.Newbridge Securities CorporationDawson James Securities, Inc.07-28-2016
Herbert Anthony Huss Jr.Newbridge Securities CorporationStifel, Nicolaus & Company, Incorporated$15007-21-2016
Antoine ShamleeNewbridge Securities CorporationCaldwell International Securities06-17-2016
Brian Edward OwensNewbridge Securities CorporationPrimary Capital, LLC$5008-03-2015
Varshil P. SanghaviNewbridge Securities CorporationCBG Financial Group, Inc01-02-2015
Elvis Amable RodriguezNewbridge Securities CorporationCheevers, Hand & Angeline, Inc.12-19-2014
Walter Paul PriebeNewbridge Securities CorporationInvestacorp, Inc.$2507-15-2014
Kenneth Joseph ArenaNewbridge Securities CorporationAmeriprise Financial Services, Inc.05-09-2014
Gaspar Vicente GarciaNewbridge Securities CorporationRBC Capital Markets, LLC$2509-06-2012
John Gerard Forrester Jr.Newbridge Securities CorporationWasserman & Associates, Inc.$15001-25-2010
Michael Leonard WhitakerNewbridge Securities CorporationGreat American Advisors, Inc.12-01-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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