Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy BuchananNext Financial Group, Inc.Cetera Advisor Networks LLC03-22-2019
Martin David SpringerNext Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-05-2018
William Pennington Dunn IVNext Financial Group, Inc.INVEST Financial Corporation$1011-30-2017
Thomas Kim BootheNext Financial Group, Inc.International Assets Advisory, LLC09-03-2015
Matthew James BostwickNext Financial Group, Inc.Mutual Trust Co. of America Securities03-06-2015
Kathleen Lynn KnappNext Financial Group, Inc.H. Beck, Inc.09-09-2014
William Howell SmathersNext Financial Group, Inc.Capital Guardian, LLC$2509-10-2013
Ronald Scott GoldbergNext Financial Group, Inc.Woodbury Financial Services, Inc.$1007-16-2013
Robert Steven HallNext Financial Group, Inc.Morgan Stanley05-28-2013
Donald William QuirkNext Financial Group, Inc.Summit Brokerage Services, Inc.$2503-13-2013
Daniel Enrique LunaNext Financial Group, Inc.First Command Financial Planning, Inc.06-12-2012
Alan Edward GorlickNext Financial Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2011
John Harold ScottNext Financial Group, Inc.Infinex Investments, Inc.02-15-2011
Kenneth Joseph DifioreNext Financial Group, Inc.Woodbury Financial Services, Inc.11-06-2009
Stephan George Gonzalez-LlanesNext Financial Group, Inc.Southern Trust Securities, Inc.05-04-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.