Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lance P RossOppenheimer & Co. Inc.AllianceBernstein L.P.$15011-01-2010
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$10004-27-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, LLC02-16-2018
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, LLC01-10-2017
David Victor AndersonOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15005-01-2015
Steven Victor SellersOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15005-01-2015
Juan Francisco ManteigaOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15005-30-2014
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15005-30-2014
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15008-30-2013
Guillermo BicasOppenheimer & Co. Inc.Atlas One Financial Group, LLC$5006-09-2011
Marcos Andres Chevallier-BoutellOppenheimer & Co. Inc.CGIS Securities LLC$15001-13-2014
Susan Leslie StephensOppenheimer & Co. Inc.Charles Schwab & Co., Inc.$15010-28-2010
Jill Wilson RichardsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15005-18-2009
Paul Allan McfeeleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Elaine IsraelOppenheimer & Co. Inc.Deutsche Bank Securities Inc.08-06-2014
Christina LomeliOppenheimer & Co. Inc.Deutsche Bank Securities Inc.02-02-2009
Miguel GarciaOppenheimer & Co. Inc.EFG Capital International$15010-23-2009
Timothy William SackettOppenheimer & Co. Inc.Horace Mann Investors, Inc.07-02-2018
Miguel Angel CorvalanOppenheimer & Co. Inc.HSBC Securities (USA) Inc.10-25-2019
Gladys Adriana EscobarOppenheimer & Co. Inc.Insigneo Securities, LLC09-06-2011
Nancy Ann WeatherfordOppenheimer & Co. Inc.International Assets Advisory, LLC08-29-2012
Mathew Christopher ValentineOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15007-06-2015
Brian Christopher KutsmedaOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15002-10-2014
Gerald Myron BermanOppenheimer & Co. Inc.Janney Montgomery Scott LLC$15001-18-2013
Liliane Kankindi Bwakira-RutayisireOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2019
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.