Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$5010-24-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Mark Roger BogertOppenheimer & Co. Inc.Morgan Stanley$10006-13-2018
Jay Richard RowleyOppenheimer & Co. Inc.Morgan Stanley05-05-2017
Andrew Michael LernerOppenheimer & Co. Inc.Morgan Stanley03-27-2014
Charles Peter WallaceOppenheimer & Co. Inc.Morgan Stanley08-01-2013
H. Peter PetroskyOppenheimer & Co. Inc.Morgan Stanley$5001-23-2013
Mary Ann Louise MickaOppenheimer & Co. Inc.Morgan Stanley08-16-2010
Susan Pounds ChandlerOppenheimer & Co. Inc.Morgan Stanley$15003-12-2010
Russell Lee OganOppenheimer & Co. Inc.Morgan Stanley06-19-2009
Kelly Ann DobranskiOppenheimer & Co. Inc.Morgan Stanley06-19-2009
Robert Merrill CarterOppenheimer & Co. Inc.Morgan Stanley06-17-2009
Derek Randall CorbittOppenheimer & Co. Inc.National Securities Corporation11-15-2010
Michael SandbergOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Eleni Marie SkibaOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Lawrence Michael MargolinOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.11-02-2018
Ronald Luther BucherOppenheimer & Co. Inc.Raymond James & Associates, Inc.$9107-26-2018
Angela Michelle Graham WestOppenheimer & Co. Inc.Raymond James & Associates, Inc.09-26-2017
David Brian SchaumOppenheimer & Co. Inc.Raymond James & Associates, Inc.$4907-08-2016
Kenneth Joseph GreenOppenheimer & Co. Inc.Raymond James & Associates, Inc.07-06-2016
Luis A GarciaOppenheimer & Co. Inc.RBC Capital Markets, LLC03-31-2015
Rebecca Louise BeckettOppenheimer & Co. Inc.Southeast Investments, N.C., Inc.$1006-23-2014
Diana Sarah RudwilleitOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated11-02-2015
Laura Lee WhiteOppenheimer & Co. Inc.UBS Financial Services Inc.05-04-2015
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Showing 26 to 50 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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