Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Lance P. RossOppenheimer & Co. Inc.AllianceBernstein L.P.$1011-01-2010
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$10004-27-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.02-16-2018
Michael Douglas WaltersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2502-03-2017
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-10-2017
David Victor AndersonOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5005-01-2015
Steven Victor SellersOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$2505-01-2015
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Juan Francisco ManteigaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$5008-30-2013
Guillermo BicasOppenheimer & Co. Inc.Atlas One Financial Group, LLC06-09-2011
Marcos Andres Chevallier-BoutellOppenheimer & Co. Inc.CGIS Securities LLC01-13-2014
Susan Leslie StephensOppenheimer & Co. Inc.Charles Schwab & Co., Inc.10-28-2010
Jill Wilson RichardsonOppenheimer & Co. Inc.Citigroup Global Markets Inc.05-18-2009
Elaine IsraelOppenheimer & Co. Inc.Deutsche Bank Securities Inc.$2508-06-2014
Christina LomeliOppenheimer & Co. Inc.Deutsche Bank Securities Inc.02-02-2009
Julie Ann FergusonOppenheimer & Co. Inc.Infinex Investments, Inc.01-20-2016
Gladys Adriana EscobarOppenheimer & Co. Inc.Insigneo Securities, LLC09-06-2011
Nancy Ann WeatherfordOppenheimer & Co. Inc.International Assets Advisory, LLC08-29-2012
Mathew ValentineOppenheimer & Co. Inc.J.P. Morgan Securities LLC07-06-2015
Brian Christopher KutsmedaOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15002-10-2014
Gerald Myron BermanOppenheimer & Co. Inc.Janney Montgomery Scott LLC01-18-2013
Michael Steven KesselOppenheimer & Co. Inc.MG&A Wealth01-15-2019
Timothy Patrick GarrettsonOppenheimer & Co. Inc.Moors & Cabot, Inc.$2508-01-2014
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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