Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$5010-18-2019
Andrew Michael LernerOppenheimer & Co. Inc.Morgan Stanley$15003-27-2014
Betty RodriguezOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$10006-20-2017
Brent Charles IonOppenheimer & Co. Inc.Morgan Stanley$5002-18-2020
Brian Christopher KutsmedaOppenheimer & Co. Inc.J.P. Morgan Securities LLC$15002-10-2014
Charles Peter WallaceOppenheimer & Co. Inc.Morgan Stanley$15008-01-2013
Christina LomeliOppenheimer & Co. Inc.Deutsche Bank Securities Inc.02-02-2009
David Brian SchaumOppenheimer & Co. Inc.Raymond James & Associates, Inc.$2507-08-2016
David Victor AndersonOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15005-01-2015
Dean Andrew BahniukOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$4302-20-2015
Diana Sarah RudwilleitOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated11-02-2015
Drew Michael KeenanOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15008-30-2013
Edward Lee WinokurOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$10004-27-2018
Elaine IsraelOppenheimer & Co. Inc.Deutsche Bank Securities Inc.08-06-2014
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, LLC01-10-2017
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, LLC02-16-2018
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Gerald Myron BermanOppenheimer & Co. Inc.Janney Montgomery Scott LLC$15001-18-2013
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15005-30-2014
Gladys Adriana EscobarOppenheimer & Co. Inc.Insigneo Securities, LLC09-06-2011
Guillermo BicasOppenheimer & Co. Inc.Atlas One Financial Group, LLC$5006-09-2011
H Peter PetroskyOppenheimer & Co. Inc.Morgan Stanley$15001-23-2013
Harris Stephen TuchmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15005-29-2015
James Ellington White JrOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15008-07-2018
Jay Richard RowleyOppenheimer & Co. Inc.Morgan Stanley05-05-2017
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.