Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Michael Steven KesselOppenheimer & Co. Inc.MG&A Wealth01-15-2019
Charles Richard MontgomeryOppenheimer & Co. Inc.ADP Broker-Dealer, Inc.11-13-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.11-02-2018
Franklin James ThomasOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.02-16-2018
Angela Michelle Graham WestOppenheimer & Co. Inc.Raymond James & Associates, Inc.09-26-2017
Betty RodriguezOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-20-2017
Jay Richard RowleyOppenheimer & Co. Inc.Morgan Stanley05-05-2017
Silvio BorreroOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-07-2017
Frank Oscar CurcioOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-10-2017
Kenneth Joseph GreenOppenheimer & Co. Inc.Raymond James & Associates, Inc.07-06-2016
Julie Ann FergusonOppenheimer & Co. Inc.Infinex Investments, Inc.01-20-2016
Diana Sarah RudwilleitOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated11-02-2015
Mathew ValentineOppenheimer & Co. Inc.J.P. Morgan Securities LLC07-06-2015
Harris Stephen TuchmanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC05-29-2015
Laura Lee WhiteOppenheimer & Co. Inc.UBS Financial Services Inc.05-04-2015
Luis A GarciaOppenheimer & Co. Inc.RBC Capital Markets, LLC03-31-2015
Luis Alberto RosarioOppenheimer & Co. Inc.UBS Financial Services Incorporated of Puerto Rico06-24-2014
Gerard Vincent AllenOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Juan Francisco ManteigaOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.05-30-2014
Andrew Michael LernerOppenheimer & Co. Inc.Morgan Stanley03-27-2014
Michael SandbergOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Eleni Marie SkibaOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Lawrence Michael MargolinOppenheimer & Co. Inc.Newbridge Securities Corporation03-21-2014
Marcos Andres Chevallier-BoutellOppenheimer & Co. Inc.CGIS Securities LLC01-13-2014
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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