Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$50010-18-2019
Elisabeth Rae GaulOppenheimer & Co. Inc.Morgan Stanley$70009-24-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Mark Roger BogertOppenheimer & Co. Inc.Morgan Stanley$10006-13-2018
Michael Jay ShatskyOppenheimer & Co. Inc.Morgan Stanley$50011-06-2017
Alex LeeOppenheimer & Co. Inc.Morgan Stanley11-06-2017
Jay Richard RowleyOppenheimer & Co. Inc.Morgan Stanley$10005-05-2017
Ariel A RiveroOppenheimer & Co. Inc.Morgan Stanley$10010-01-2015
Kevin Enrique ConchaOppenheimer & Co. Inc.Morgan Stanley10-01-2015
Andrew Michael LernerOppenheimer & Co. Inc.Morgan Stanley$15003-27-2014
Michael Patrick SmithOppenheimer & Co. Inc.Morgan Stanley11-14-2013
Michael Robert GreenfieldOppenheimer & Co. Inc.Morgan Stanley11-13-2013
Charles Peter WallaceOppenheimer & Co. Inc.Morgan Stanley$50008-01-2013
Alexandre Martins SantosOppenheimer & Co. Inc.Morgan Stanley07-02-2013
H. Peter PetroskyOppenheimer & Co. Inc.Morgan Stanley$50001-23-2013
Howard Craig SilfenOppenheimer & Co. Inc.Morgan Stanley06-18-2012
Scott Alden WashburnOppenheimer & Co. Inc.Morgan Stanley$25005-02-2012
Mary Ann Louise MickaOppenheimer & Co. Inc.Morgan Stanley08-16-2010
Susan Pounds ChandlerOppenheimer & Co. Inc.Morgan Stanley$15003-12-2010
Rigoberto P DapenaOppenheimer & Co. Inc.Morgan Stanley02-16-2010
Carla Marie WeidmanOppenheimer & Co. Inc.Morgan Stanley01-06-2010
Robert Dirlam ThompsonOppenheimer & Co. Inc.Morgan Stanley06-22-2009
Russell Lee OganOppenheimer & Co. Inc.Morgan Stanley$15006-19-2009
Kelly Ann DobranskiOppenheimer & Co. Inc.Morgan Stanley06-19-2009
Robert Merrill CarterOppenheimer & Co. Inc.Morgan Stanley$15006-17-2009
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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