Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John MerendinoPNC InvestmentsCUNA Brokerage Services, Inc.08-26-2020
Daniel PegueroPNC InvestmentsNorthwestern Mutual Investment Services, LLC01-24-2020
Nikko RichardsonPNC InvestmentsMorgan Stanley01-22-2020
Kyle Joseph SchaferPNC InvestmentsTD Ameritrade Investment Management, LLC02-25-2019
Jonathan ValdezPNC InvestmentsJ.P. Morgan Securities LLC02-14-2019
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Melissa L MarsicoPNC InvestmentsAllstate Financial Services, LLC$5002-28-2018
James D KingPNC InvestmentsCetera Investment Advisers LLC07-05-2017
Edward PalaciosPNC InvestmentsFifth Third Securities, Inc.08-18-2016
Kevin M HalifaxPNC InvestmentsCambridge Investment Research, Inc.$2510-16-2015
Laura Marie CapporelliPNC InvestmentsState Farm VP Management Corp.$15012-04-2014
Joumana JordiPNC InvestmentsLPL Financial LLC$15009-19-2013
Brian Eric JonesPNC InvestmentsTD Ameritrade Investment Management, LLC07-12-2013
Cynthia Danker MerrittPNC InvestmentsPrincipal Securities, Inc.05-17-2012
Keith Thomas FoleyPNC InvestmentsLPL Financial LLC03-09-2012
John A FicoPNC InvestmentsWells Fargo Clearing Services, LLC$15002-13-2012
Creig Desmond JardinePNC InvestmentsWells Fargo Clearing Services, LLC12-09-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.