Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Craig SchiavoPrincipal Securities, Inc.Summit Financial Group Inc06-12-2019
Charles Todd GreenblottPrincipal Securities, Inc.Pruco Securities, LLC.$15002-19-2019
Lori Suzanne NadglowskiPrincipal Securities, Inc.Independent Financial Partners$1,00011-30-2018
Harold Green Mcintosh Jr.Principal Securities, Inc.Park Avenue Securities LLC$5002-20-2018
Stephen Martin Foley Sr.Principal Securities, Inc.MML Investors Services, LLC$5002-12-2018
James Richard KistPrincipal Securities, Inc.MML Investors Services, LLC$102-21-2017
Todd Richard AbramsPrincipal Securities, Inc.MetLife Securities Inc.12-19-2016
Jefferson DradaPrincipal Securities, Inc.J.P. Morgan Securities LLC12-16-2016
Raeshon Markise MansoorPrincipal Securities, Inc.Edward Jones12-15-2016
Michael Earl ShaverPrincipal Securities, Inc.Oppenheimer & Co. Inc.12-07-2016
Frederick Andrew Vimond Sr.Principal Securities, Inc.Voya Financial Advisors, Inc.10-13-2016
Glenn Alan FoersterPrincipal Securities, Inc.Lawson Financial Corporation09-19-2016
Amanda Noel AlmoradoPrincipal Securities, Inc.First Command Financial Planning, Inc.08-17-2016
James Ralph Pappas IIIPrincipal Securities, Inc.MetLife Securities Inc.$5008-02-2016
John Anthony LombardoPrincipal Securities, Inc.Foresters Equity Services, Inc.03-10-2016
Elena PieterszPrincipal Securities, Inc.MetLife Securities Inc.01-14-2016
Allan B. HechtmanPrincipal Securities, Inc.MetLife Securities Inc.01-05-2016
Larry Stephen MorrisonPrincipal Securities, Inc.MetLife Securities Inc.01-04-2016
James William MewbornPrincipal Securities, Inc.Cambridge Investment Research, Inc.12-22-2015
Lawrence Carl SchallesPrincipal Securities, Inc.Voya Financial Advisors, Inc.$112-22-2015
Shanida De De GraciaPrincipal Securities, Inc.OneAmerica Securities, Inc.12-21-2015
Arthur Newton Tubbs IIPrincipal Securities, Inc.Pruco Securities, LLC.12-17-2015
Fabio Gomez Jr.Principal Securities, Inc.Pruco Securities, LLC.12-10-2015
Anel Eleonora MolinaPrincipal Securities, Inc.Pruco Securities, LLC.12-04-2015
John Francis HughesPrincipal Securities, Inc.MetLife Securities Inc.12-02-2015
Next Page »

Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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