Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Earl HewellProEquities, Inc.A.T.A.P. Financial Services, Inc.04-14-2010
Austen Andrew-Phillip JacksProEquities, Inc.Ameriprise Financial Services, Inc.11-18-2015
Michael PayneProEquities, Inc.Barr Financial Services, LLC$10004-23-2018
Edward Alan LefkowProEquities, Inc.Bolton Global Capital12-18-2009
Stephen Lugo YoungProEquities, Inc.BrokersXpress LLC04-05-2012
Douglas Bruce ShellabargerProEquities, Inc.Cape Securities Inc.$5010-21-2019
Suzanne Maureen BreitwieserProEquities, Inc.Colonial Brokerage, Inc.10-16-2009
Daniel Alan CoursonProEquities, Inc.Edward Jones06-08-2010
Philip Joseph Renison Jr.ProEquities, Inc.G.F. Investment Services, LLC03-02-2016
Carlton A Buckley Jr.ProEquities, Inc.Kovack Securities Inc.07-02-2018
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Rick Jay SimerlyProEquities, Inc.Lincoln Financial Securities Corporation$2509-07-2017
Howard Calvin McDermid IIProEquities, Inc.Lincoln Financial Securities Corporation08-30-2017
Celita Busby DavisProEquities, Inc.Lincoln Financial Securities Corporation$5008-29-2017
William Dale CarlsonProEquities, Inc.Lincoln Financial Securities Corporation$2508-29-2017
Dennis Costandino RagosaProEquities, Inc.Lincoln Financial Securities Corporation$2508-29-2017
Kathleen Webb RoatProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Paul Grant CumminsProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
Sylvia Marcela Linares-WilliamsProEquities, Inc.LPL Financial LLC$1006-06-2011
Cindy Elaine FowlerProEquities, Inc.MetLife Securities Inc.02-24-2015
Alan Michael HagopianProEquities, Inc.Mutual Service Corporation09-01-2009
Daniel S. LaforestProEquities, Inc.Next Financial Group, Inc.02-28-2019
Timothy Andrew JonesProEquities, Inc.Next Financial Group, Inc.$1006-30-2010
Joseph Barnard LaneProEquities, Inc.NYLIFE Securities LLC$15001-06-2016
George Anton KouryProEquities, Inc.Parkland Securities, LLC02-04-2010
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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