Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chuck Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.08-10-2009
Matthew Joseph CampbellPruco Securities, LLC.MetLife Securities Inc.06-06-2011
James Frederick OuimettePruco Securities, LLC.Portfolio Management & Research, Inc.11-12-2012
Anthony Jesus CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Carina E. CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Mario Richard RianiPruco Securities, LLC.MetLife Securities Inc.07-24-2013
Douglas Edward Jimolka Sr.Pruco Securities, LLC.MetLife Securities Inc.07-24-2013
Tony Alonzo WhitePruco Securities, LLC.MetLife Securities Inc.01-21-2014
Rueben R. HillPruco Securities, LLC.Edward Jones04-29-2014
Donna Marie DelmarPruco Securities, LLC.J.P. Morgan Securities LLC07-09-2014
Joseph G. SchaeferPruco Securities, LLC.Waddell & Reed07-29-2014
Thomas Dame SiplinPruco Securities, LLC.NYLIFE Securities LLC10-10-2014
Leslie L. CoonradtPruco Securities, LLC.MetLife Securities Inc.01-23-2015
Richard William NagelPruco Securities, LLC.MetLife Securities Inc.03-04-2015
Barbara Marie SchultzPruco Securities, LLC.Waddell & Reed04-27-2015
Humberto LopezPruco Securities, LLC.OneAmerica Securities, Inc.$1005-27-2015
Roberto Jose TorokPruco Securities, LLC.G. A. Repple & Company07-02-2015
Dennis Shane TrippPruco Securities, LLC.Waddell & Reed11-11-2015
Robert Neill StaffordPruco Securities, LLC.AXA Advisors, LLC04-06-2016
Joseph C. BaezPruco Securities, LLC.W&S Brokerage Services, Inc.07-21-2016
Jeffrey B. JonesPruco Securities, LLC.Waddell & Reed$1007-29-2016
Brandon Frank MockusPruco Securities, LLC.OneAmerica Securities, Inc.08-03-2016
Glenn Dale WeyandPruco Securities, LLC.ProEquities, Inc.$1009-07-2016
John Peter SchenonePruco Securities, LLC.Allstate Financial Services, LLC10-26-2016
Shelley Renee BormPruco Securities, LLC.J.P. Morgan Securities LLC02-23-2017
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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