Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chuck Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.$50008-10-2009
Bertram Brasher UngerPruco Securities, LLC.Securian Financial Services, Inc.$10010-04-2010
Dorothy Ann SperryPruco Securities, LLC.AXA Advisors, LLC04-11-2011
Matthew Joseph CampbellPruco Securities, LLC.MetLife Securities Inc.06-06-2011
Jodi Lea EggerPruco Securities, LLC.Northwestern Mutual Investment Services, LLC08-10-2011
Edward Francois DavidsonPruco Securities, LLC.Edward Jones09-12-2011
Robert Joseph NancePruco Securities, LLC.Edward Jones03-05-2012
Stephen Leslie FordhamPruco Securities, LLC.MetLife Securities Inc.$10006-18-2012
Tracie Lyn KellyPruco Securities, LLC.MetLife Securities Inc.$10006-27-2012
John Thomas RuppertPruco Securities, LLC.Allstate Financial Services, LLC07-09-2012
Neil Andrew MizePruco Securities, LLC.ProEquities, Inc.08-27-2012
Nicholas G. GroundsPruco Securities, LLC.PlanMember Securities Corporation09-20-2012
Garrett M. ThomasPruco Securities, LLC.MetLife Securities Inc.09-24-2012
Diana Alexandra CarvajalPruco Securities, LLC.Morgan Stanley10-18-2012
James Frederick OuimettePruco Securities, LLC.Portfolio Management & Research, Inc.11-12-2012
Paul Steven KreshoverPruco Securities, LLC.Southeast Investments, N.C., Inc.01-24-2013
Jason Andrew RomanPruco Securities, LLC.MetLife Securities Inc.03-04-2013
Anthony Jesus CapellaPruco Securities, LLC.MetLife Securities Inc.$10003-11-2013
John Francis HughesPruco Securities, LLC.Synovus Securities, Inc.$25003-11-2013
Carina E. CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Gerolyn E ShapiroPruco Securities, LLC.Signator Investors, Inc.03-20-2013
Paul Gary SlavikPruco Securities, LLC.MetLife Securities Inc.05-06-2013
Douglas Edward Jimolka Sr.Pruco Securities, LLC.MetLife Securities Inc.$10007-24-2013
Mario Richard RianiPruco Securities, LLC.MetLife Securities Inc.07-24-2013
Tony Alonzo WhitePruco Securities, LLC.MetLife Securities Inc.01-21-2014
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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