Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam John McDonoughPruco Securities, LLC.MetLife Securities Inc.01-21-2014
Alberto CrespoPruco Securities, LLC.Allstate Financial Services, LLC07-01-2020
Alberto GutierrezPruco Securities, LLC.OneAmerica Securities, Inc.$2510-28-2019
Allan Brett ZuckerPruco Securities, LLC.MML Investors Services, LLC06-14-2018
Amanda Lynn WathenPruco Securities, LLC.Purshe Kaplan Sterling Investments03-06-2018
Anthony Jesus CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Anthony Joseph De BellisPruco Securities, LLC.Cambridge Investment Research, Inc.01-13-2017
Arthur Richard LewisPruco Securities, LLC.Edward Jones10-09-2018
Barbara Marie SchultzPruco Securities, LLC.Waddell & Reed$10004-27-2015
Brandon Frank MockusPruco Securities, LLC.OneAmerica Securities, Inc.08-03-2016
Brent Arthur PinkertonPruco Securities, LLC.Nationwide Securities, LLC$5003-06-2020
Brian Joseph ZardavetsPruco Securities, LLC.ProEquities, Inc.$3701-17-2020
Brian William BairdPruco Securities, LLC.Fifth Third Securities, Inc.12-11-2018
Carina E CapellaPruco Securities, LLC.MetLife Securities Inc.03-11-2013
Catherine Murphy LeopoldPruco Securities, LLC.Morgan Stanley04-02-2019
Christopher Clay McananyPruco Securities, LLC.Northwestern Mutual Investment Services, LLC09-11-2020
Chuck Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, LLC08-10-2009
Clinton Roy Andrew HarrisPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-10-2020
Dalcio Leonel AndujarPruco Securities, LLC.PFS Investments Inc.05-10-2018
Dennis Shane TrippPruco Securities, LLC.Waddell & Reed11-11-2015
Derrick Joshua KowalPruco Securities, LLC.T. Rowe Price Investment Services, Inc.07-15-2019
Donna Marie DelmarPruco Securities, LLC.J.P. Morgan Securities LLC07-09-2014
Douglas Edward Jimolka SrPruco Securities, LLC.MetLife Securities Inc.$2507-24-2013
Edmund Hugo BlattlerPruco Securities, LLC.Cetera Financial Specialists LLC03-29-2019
Edward Craig PitlakePruco Securities, LLC.David Lerner Associates, Inc.01-06-2020
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.