Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael BeneventoPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC01-23-2020
Debra Ann GardiPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC01-22-2019
Ryan William HawkPurshe Kaplan Sterling InvestmentsVanguard Marketing Corporation$2501-16-2019
Jeremy PaulPurshe Kaplan Sterling InvestmentsNational Planning Corporation$10010-24-2017
Randall Andrew Beardsley IIPurshe Kaplan Sterling InvestmentsSunTrust Advisory Services, Inc.05-05-2017
Amy Christine NovakovichPurshe Kaplan Sterling InvestmentsLPL Financial LLC$101-04-2016
Cherie Dale CohenPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2015
Diana C. TorrePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2015
Curtis Winston NeumanPurshe Kaplan Sterling InvestmentsUSA Financial Securities Corporation$2506-18-2015
Robert William FraileyPurshe Kaplan Sterling InvestmentsPark Avenue Securities LLC$1001-22-2015
Harold Edward JonesPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-27-2012
Jonathan Scott XynidisPurshe Kaplan Sterling InvestmentsM Holdings Securities, Inc.10-03-2011
Jeremy Simms OfficePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2011
Chad David TilleryPurshe Kaplan Sterling InvestmentsNaples Capital Advisors08-01-2011
Louis Mitchell ShinamanPurshe Kaplan Sterling InvestmentsSecurian Financial Services, Inc.03-14-2011
Byron Lee StuddardPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$1010-29-2010
Johl K. RotmanPurshe Kaplan Sterling InvestmentsWalnut Street Securities, Inc.06-10-2010
Graham William Stikelether IIIPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.03-13-2009
Rita Eileen StikeletherPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.03-12-2009
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Stephen Carl SchrammPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Ryan H. FurtwanglerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Steven Theodore SwindlerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Jason R. RundorffPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.