Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Solomon Matthews KilgroePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Eric Michael BransonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Peter FrantzisPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$5006-12-2020
Thomas M KidwellPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1,00006-12-2020
Christopher Ryan QuintyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Mariano Farid LlosaPurshe Kaplan Sterling InvestmentsEquitable Advisors, LLC06-12-2020
Nathan James JohnsonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Adam Scott HessPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-12-2020
Harvey K CohenPurshe Kaplan Sterling InvestmentsBCG Securities, Inc.05-08-2020
William John Chase IVPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC05-01-2020
Andrew Raymond Scheirer IIPurshe Kaplan Sterling InvestmentsKovack Securities Inc.03-13-2020
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Debra Ann GardiPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC01-22-2019
Ryan William HawkPurshe Kaplan Sterling InvestmentsVanguard Marketing Corporation01-16-2019
Jim King MuiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$10010-25-2018
Jeremy PaulPurshe Kaplan Sterling InvestmentsNational Planning Corporation10-24-2017
Steven Alan WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,01509-04-2015
Diana C TorrePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2015
Ivan Orlando HernandezPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-04-2015
Michael Scott WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2015
Steven Marc WeitzPurshe Kaplan Sterling InvestmentsAsset & Financial Planning, Ltd$5002-21-2014
Tara Leigh BobelakPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.11-01-2013
Harold Edward JonesPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-27-2012
Joanne Liakos HackenburgPurshe Kaplan Sterling InvestmentsSandgrain Securities LLC02-27-2009
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.