Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curtis Winston NeumanPurshe Kaplan Sterling InvestmentsUSA Financial Securities Corporation$2506-18-2015
David DarwishPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1001-02-2009
Debra Ann GardiPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC01-22-2019
Graham William Stikelether IIIPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.03-13-2009
Harold Edward JonesPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-27-2012
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Rita Eileen StikeletherPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.03-12-2009
Ryan H. FurtwanglerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Ryan William HawkPurshe Kaplan Sterling InvestmentsVanguard Marketing Corporation$2501-16-2019
Stephen Carl SchrammPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Steven Theodore SwindlerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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