Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter D. LoguidiceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-21-2019
Glen J. SchwesingerRBC Capital Markets, LLCUBS Financial Services Inc.05-14-2019
Gordon Richard NearingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2018
Nicole Susan MolineuxRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Pamela Chilton DallasRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
John Lawrence PerryRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Patrick S DurhamRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1510-01-2018
Keith Alan RothmanRBC Capital Markets, LLCSunTrust Advisory Services, Inc.$10009-06-2018
Felipe Santiago BlancoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Marc L HarwoodRBC Capital Markets, LLCSidoti & Company, LLC07-05-2018
Peggy Leigh EaglesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-18-2018
Eric Stephen DionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00005-18-2018
Gary Neil WeissmanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-18-2018
Jonathan Pastor GomezRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-18-2018
Joseph BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-17-2018
Patricia Ann MurphyRBC Capital Markets, LLCNorthwestern Mutual Investment Services, LLC11-27-2017
Rolando Jose FernandezRBC Capital Markets, LLCPNC Investments11-27-2017
Ana Maria BrinkleyRBC Capital Markets, LLCStephens11-01-2017
John Alexander DunnRBC Capital Markets, LLCMorgan Stanley$1010-31-2017
Alison Mills GardnerRBC Capital Markets, LLCMorgan Stanley$5008-31-2017
Johanna Estela Rizo-NoalesRBC Capital Markets, LLCMorgan Stanley08-10-2017
Douglas Andrew SharonRBC Capital Markets, LLCMorgan Stanley07-18-2017
Carey Foster BoschRBC Capital Markets, LLCMorgan Stanley07-18-2017
Paul Norman GershonRBC Capital Markets, LLCOppenheimer & Co. Inc.$2507-07-2017
William George HaringRBC Capital Markets, LLCMorgan Stanley06-21-2016
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.