Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gordon Richard NearingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2018
John Lawrence PerryRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-01-2018
Patrick S DurhamRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1510-01-2018
Eric Stephen DionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00005-18-2018
Gary Neil WeissmanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-18-2018
John Alexander DunnRBC Capital Markets, LLCMorgan Stanley$10010-31-2017
Alison Mills GardnerRBC Capital Markets, LLCMorgan Stanley$5008-31-2017
Paul Norman GershonRBC Capital Markets, LLCOppenheimer & Co. Inc.07-07-2017
Bradley Steven HaringRBC Capital Markets, LLCMorgan Stanley$15006-21-2016
William George HaringRBC Capital Markets, LLCMorgan Stanley$15006-21-2016
Troy David WheatRBC Capital Markets, LLCMorgan Stanley$15003-09-2016
Barbara Ann PhetheanRBC Capital Markets, LLCMorgan Stanley$15002-26-2016
Jay Winston BermanRBC Capital Markets, LLCPNC Investments07-27-2015
Matthew Alan FossRBC Capital Markets, LLCUBS Financial Services Inc.$15005-05-2015
Dustin Allen SmithRBC Capital Markets, LLCUBS Financial Services Inc.$15004-01-2015
James Robert RubintonRBC Capital Markets, LLCUBS Financial Services Inc.$5004-01-2015
David Fulton Muir IIIRBC Capital Markets, LLCMorgan Stanley02-19-2015
Irl Andrew SolomonRBC Capital Markets, LLCBarclays Capital Inc.$15001-30-2015
Todd David WatsonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$110-28-2014
Carlos Federico FuhrmeisterRBC Capital Markets, LLCBNP Paribas Investment Services, LLC04-17-2014
Ileana Delahoz PlattRBC Capital Markets, LLCBarclays Capital Inc.03-05-2014
Juan Andres ZenckRBC Capital Markets, LLCMorgan Stanley03-03-2014
Telby Tyson TurnerRBC Capital Markets, LLCMorgan Stanley01-29-2014
Gabriel Coutinho JafetRBC Capital Markets, LLCBarclays Capital Inc.01-21-2014
Tulio Lemos GargantiniRBC Capital Markets, LLCBarclays Capital Inc.01-21-2014
Next Page »

Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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