Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Vandergrift, Zach Vandergrift, Kristin Lane, Joshua GodsilRaymond JamesAmeriprise Financial Services, Inc.$17007-05-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley$17009-14-2018
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
Robert DuKateRaymond JamesAmeriprise Financial Services, Inc.$12509-20-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley$47509-06-2018
Henry R. GrinbergRaymond JamesMorgan Stanley$20006-08-2018
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services Inc. Inc.$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services Inc. Inc.$7004-09-2018
Scott D. SullivanRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-05-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services Inc. Inc.$44012-14-2017
David KatzRaymond JamesAmeriprise Financial Services, Inc.$10010-30-2017
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Sandy Martin, Kirsty WalkerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11005-30-2017
Harmon Raymond JamesMorgan Stanley$10604-05-2017
Ashley Banks, Donna CarrollRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11203-22-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$22003-15-2017
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley$27002-21-2017
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley$14002-21-2017
Paul Fischer, Larry NordmannRaymond JamesLPL Financial LLC LLC$11512-28-2016
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Thomas MaysRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10508-07-2016
Frank Urban, David HansonRaymond JamesMorgan Stanley$12507-21-2016
Steve Saylor, Matt Moreman, Jason HeatonRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$37001-04-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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