Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eileen Lamchick, Susan RutroughRaymond JamesYoung Stovall & Co.$9308-03-2010
Vann Ashley Wilder Sr., Van R. Martin, Maria G. WilderRaymond JamesMorgan Stanley$30008-13-2010
Tony Noisom, Chris MusinoRaymond JamesWells Fargo Advisors$8710-04-2010
Martin Gelb, Sonya Gelb ChoeffRaymond JamesMorgan Stanley$25004-18-2011
John Kaddis, John F. Kennedy, Christine L. BerryRaymond JamesUBS Financial Services Inc. Inc.$13005-19-2011
Robert Brooks, Wyatt BrooksRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11408-17-2011
Paul Zirakian, Lance Powers, Nan Bonfield, Brenda D'Arville, Albert RayRaymond JamesMorgan Stanley$15011-30-2011
Luis Alayo, Miguel RodriguezRaymond JamesMorgan Stanley$7212-19-2011
Pedro Harth-SilvaRaymond JamesUBS Financial Services Inc. Inc.$10512-19-2011
Tom Ford, Jeff JonesRaymond JamesMorgan Stanley$11806-19-2012
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroRaymond JamesMorgan Stanley$40006-26-2012
Victoria AzpuruaRaymond JamesMorgan Stanley$11010-26-2012
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley$20411-09-2012
Jeff Faucette, Tony WilliamsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$12412-07-2012
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services Inc. Inc.$25005-24-2013
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$1,00008-30-2013
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial LLC LLC$31009-03-2013
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley$18011-14-2013
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley$55012-06-2013
Michael Cohen, Benjamin CohenRaymond JamesJPMorgan Chase & Co.$64002-28-2014
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$28002-28-2014
Kenneth Compton, Susan Buchanon, Carl Salvato, Aileen AquiRaymond JamesWells Fargo Advisors$17006-23-2014
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services Inc. Inc.$10007-02-2014
Christopher Fluehr, Jason MamalisRaymond JamesWells Fargo Advisors$20007-18-2014
Eric de Goldsmith-RothschildRaymond JamesUBS Financial Services Inc. Inc.$12509-12-2014
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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