Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley$27002-21-2017
Ashley Banks, Donna CarrollRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11203-22-2017
Bijan Mohseni, David TownsendRaymond JamesAxa Advisors$15008-17-2015
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroRaymond JamesMorgan Stanley$40006-26-2012
Christopher Fluehr, Jason MamalisRaymond JamesWells Fargo Advisors$20007-18-2014
David Huffman, Aimee BoggsRaymond JamesMorgan Stanley$18011-14-2013
David KatzRaymond JamesAmeriprise Financial Services, Inc.$10010-30-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$22003-15-2017
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services Inc. Inc.$48005-24-2018
Dean HooverRaymond JamesUBS Financial Services Inc. Inc.$7004-09-2018
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley$2,40005-29-2015
Eileen Lamchick, Susan RutroughRaymond JamesYoung Stovall & Co.$9308-03-2010
Elliot WeissmarkRaymond JamesWells Fargo Advisors$12511-09-2015
Eric de Goldsmith-RothschildRaymond JamesUBS Financial Services Inc. Inc.$12509-12-2014
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$1,00008-30-2013
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley$14002-21-2017
Frank Urban, David HansonRaymond JamesMorgan Stanley$12507-21-2016
Gary Vescio, Brandon LevineRaymond JamesUBS Financial Services Inc. Inc.$10007-02-2014
Greg Vandergrift, Zach Vandergrift, Kristin Lane, Joshua GodsilRaymond JamesAmeriprise Financial Services, Inc.$17007-05-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
Harmon Raymond JamesMorgan Stanley$10604-05-2017
Henry R. GrinbergRaymond JamesMorgan Stanley$20006-08-2018
Jeff Faucette, Tony WilliamsRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$12412-07-2012
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$28002-28-2014
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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