Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don d'Adesky, W. Kristopher Lemke, Matthew Cicero, Jose Cabrera Sr., Kevin Gourrier, Ryan WeberRaymond JamesMorgan Stanley$2,40005-29-2015
Eric Zeitlin, Todd Moll, Lee Hediger, Scott MontgomeryRaymond JamesWalnut Street Securities$1,00008-30-2013
Raymond E. Ifert, Lorraine M. FaedoRaymond JamesBNY Mellon$85001-06-2015
Michael Cohen, Benjamin CohenRaymond JamesJPMorgan Chase & Co.$64002-28-2014
S. Benjamin Weiner, Michael Hlavek, Duke Marsh, Daniel IosueRaymond JamesMorgan Stanley$55012-06-2013
Scott W. Powers, Gregg Powers, Sean C. SillRaymond JamesWells Fargo Advisors$50006-26-2017
Dean Dancer, T.J. Goelz, Steven Grossman, Joe MalaveRaymond JamesUBS Financial Services Inc. Inc.$48005-24-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley$47509-06-2018
Michael Zizmer, Newton Jones, Kevin DavidsonRaymond JamesUBS Financial Services Inc. Inc.$44012-14-2017
Bill Carmel, Todd Carmel, Donn Carmel, Mario QuinteroRaymond JamesMorgan Stanley$40006-26-2012
Steve Saylor, Matt Moreman, Jason HeatonRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$37001-04-2016
Patrick Buchanan, Dominic Nori, Adam GoldsteinRaymond JamesLPL Financial LLC LLC$31009-03-2013
Vann Ashley Wilder Sr., Van R. Martin, Maria G. WilderRaymond JamesMorgan Stanley$30008-13-2010
John Solomon, Phil Greer, Bill Dukelow, Hamilton NealRaymond JamesWells Fargo Advisors$28812-14-2016
Jeffery Tomaszewski, Gary A. RigbyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$28002-28-2014
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley$27002-21-2017
Tammy Sweet Halprin, Scott Finkler, Tracy Lardiere, Kelly TalpeyRaymond JamesWells Fargo Advisors$26009-30-2015
John P. Lipari, Richard P. Ribek, Elizabeth CarterRaymond JamesMorgan Stanley$25002-13-2015
Michael A. Brannam, Patrick A. BrannamRaymond JamesUBS Financial Services Inc. Inc.$25005-24-2013
Martin Gelb, Sonya Gelb ChoeffRaymond JamesMorgan Stanley$25004-18-2011
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
John Houchin, James ErnstRaymond JamesWells Fargo Advisors$23007-17-2017
David Lum, Michael Piazza, Theresa McMastersRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$22003-15-2017
Scott Cutliff, Donald Horras, Patricia PolsterRaymond JamesMorgan Stanley$20411-09-2012
Henry R. GrinbergRaymond JamesMorgan Stanley$20006-08-2018
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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