Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ralph Terry PlattRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-01-2020
Joseph Gerald OffermanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-25-2020
Keith DudleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-18-2020
Richard Jon MilliganRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-26-2020
Daniel L ValenteRaymond James & Associates, Inc.Morgan Stanley08-21-2020
Reynaldo FigueredoRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$40008-20-2020
Karen Mary BoneauRaymond James & Associates, Inc.Cetera Advisors LLC08-14-2020
Charlene ToochRaymond James & Associates, Inc.PFS Investments Inc.08-06-2020
Michael Jay ShapiroRaymond James & Associates, Inc.Morgan Stanley$15007-31-2020
Glenn David LotenbergRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC07-31-2020
Chari Elizabeth RigbyRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated07-27-2020
Barrett F JacksonRaymond James & Associates, Inc.Avantax Investment Services, Inc.07-21-2020
Nathaniel Brooks HeathRaymond James & Associates, Inc.Fidelity Brokerage Services LLC07-15-2020
Daniel WilsonRaymond James & Associates, Inc.Charles Schwab & Co., Inc.07-15-2020
Armondo CanalesRaymond James & Associates, Inc.Edward Jones07-09-2020
Marina Tudela Idalia Daguin Gabriela AguilarRaymond James & Associates, Inc.UBS Financial Services Inc.$28007-02-2020
Marina Tudela Idalia Daguin Gabriela AguilarRaymond James & Associates, Inc.UBS Financial Services Inc.$28007-02-2020
Gabriela Romana Aguilar GonzalezRaymond James & Associates, Inc.UBS Financial Services Inc.07-02-2020
Idalia Del DaguinRaymond James & Associates, Inc.UBS Financial Services Inc.07-02-2020
David Christian WarrenRaymond James & Associates, Inc.Royal Alliance Associates, Inc.06-17-2020
Stephen Mark SullivanRaymond James & Associates, Inc.UBS Financial Services Inc.$5006-02-2020
Stephen Steve SullivanRaymond James & Associates, Inc.UBS Financial Services Inc.06-01-2020
Michael Ancel BrownRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2020
Katherine Leslie GrossRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-28-2020
Timothy James GrossRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-28-2020
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Showing 1 to 25 of 349 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.