Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Philip W. CollierRaymond James & Associates, Inc.T. ROWE PRICE ADVISORY SERVICES, INC.$105-17-2019
Philip W. CollierRaymond James & Associates, Inc.T. Rowe Price Advisory Services, Inc.$105-17-2019
Christopher Joseph LotoRaymond James & Associates, Inc.USAA Investment Management Company$2503-14-2019
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Gregory E StevensRaymond James & Associates, Inc.Morgan Stanley$5002-07-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley$102-07-2019
Scott Michael PrietoRaymond James & Associates, Inc.Park Avenue Securities LLC10-24-2018
Phoebe Kathleen UribeRaymond James & Associates, Inc.LPL Financial LLC10-02-2018
Kara M ThornRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-27-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
Seraphim M RineRaymond James & Associates, Inc.Morgan Stanley$5009-14-2018
Jessica Vanessa ValeraRaymond James & Associates, Inc.Safra Securities LLC$15009-12-2018
Luis Fernando TasconRaymond James & Associates, Inc.Jefferies LLC09-04-2018
Paul Elbert LentiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-03-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Pamela Jean HinchyRaymond James & Associates, Inc.Morgan Stanley$5007-06-2018
Penny Lee Di GiovannaRaymond James & Associates, Inc.Halliday Financial, LLC07-06-2018
Henry R GrinbergRaymond James & Associates, Inc.Morgan Stanley$2506-08-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
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Showing 1 to 25 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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