Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jason WernerRaymond James & Associates, Inc.Stonnington Group, LLC$15006-30-2010
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Addison Palmer Knight Jr.Raymond James & Associates, Inc.Morgan Stanley$1002-18-2011
Aimee Lee BoggsRaymond James & Associates, Inc.Morgan Stanley11-14-2013
Alexander Ray DrexelRaymond James & Associates, Inc.PNC Investments09-16-2015
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Allen Newton Jones IVRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Amanda Kathleen PilcherRaymond James & Associates, Inc.B. Riley Wealth Management05-21-2013
Amy Lynn IannellaRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$1004-04-2011
Angele Mary OlsenRaymond James & Associates, Inc.SagePoint Financial, Inc.07-07-2016
Anne Barbara PlattRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Annette RosenfieldRaymond James & Associates, Inc.Morgan Stanley11-21-2012
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Barry Michael PapaRaymond James & Associates, Inc.Raymond James Financial Services Advisors, Inc01-04-2016
Benjamin L. CavazosRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Bernard J CohenRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Brandon Edward Alain RobertsRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC11-27-2017
Brent Jason GreningerRaymond James & Associates, Inc.Morgan Stanley01-15-2016
Brian Darrell HaugenRaymond James & Associates, Inc.UBS Financial Services Inc.$15001-23-2009
Bryce Holloway AlleyRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
Candace Jeannette BurkettRaymond James & Associates, Inc.Raymond James Financial Services, Inc.04-25-2019
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
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Showing 1 to 25 of 297 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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