Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail X TanRaymond James & Associates, Inc.Crestone Securities LLC02-27-2020
Adam James CampbellRaymond James & Associates, Inc.Citigroup Global Markets Inc.$23104-17-2009
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Addison Palmer Knight JrRaymond James & Associates, Inc.Morgan Stanley02-18-2011
Adriana N SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
Aimee Lee BoggsRaymond James & Associates, Inc.Morgan Stanley11-14-2013
Alexander Gregory ThompsonRaymond James & Associates, Inc.Strategic Advisers LLC09-01-2017
Alexander J DucharmeRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.08-21-2018
Alexander Ray DrexelRaymond James & Associates, Inc.PNC Investments09-16-2015
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley08-16-2019
Allen Newton Jones IvRaymond James & Associates, Inc.UBS Financial Services Inc.$11511-30-2017
Amanda Kathleen PilcherRaymond James & Associates, Inc.B. Riley Wealth Management05-21-2013
Amber D ErohRaymond James & Associates, Inc.Independent Financial Partners05-25-2017
Anamelina Rios PerezRaymond James & Associates, Inc.Citigroup Global Markets Inc.11-19-2019
Anders Christopher BergmannRaymond James & Associates, Inc.INVEST Financial Corporation05-07-2018
Andrea Corella Saint-PereRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Andrea Lee PatrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
Angele Mary OlsenRaymond James & Associates, Inc.SagePoint Financial, Inc.07-07-2016
Annette RosenfieldRaymond James & Associates, Inc.Morgan Stanley11-21-2012
Anthony Joseph PugliaRaymond James & Associates, Inc.Morgan Stanley$5004-19-2018
Armondo CanalesRaymond James & Associates, Inc.Edward Jones07-09-2020
Ashley Susan ThomasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-10-2018
Austin T FountainRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2016
Barrett F JacksonRaymond James & Associates, Inc.Avantax Investment Services, Inc.07-21-2020
Barry Albert StricklandRaymond James & Associates, Inc.Morgan Stanley08-05-2019
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Showing 1 to 25 of 349 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.