Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael MontalvoRaymond James & Associates, Inc.Cetera Investment Services LLC04-06-2020
Enrique Triana Sr.Raymond James & Associates, Inc.UBS Financial Services Inc.04-06-2020
Julio Marcelino RevueltaRaymond James & Associates, Inc.Safra Securities LLC03-02-2020
William J. HermanRaymond James & Associates, Inc.J.P. Morgan Securities LLC03-02-2020
Delroy George ParkinsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-12-2020
Joshua Thomas GreenRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.01-17-2020
Edward Benjamin Posey IIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2020
Lori Anne MondelloRaymond James & Associates, Inc.Hancock Whitney Investment Services Inc.01-06-2020
Jonathan D. WolffRaymond James & Associates, Inc.Global Wealth Management Investment Advisory, Inc.01-06-2020
Heath D. HowellRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.01-03-2020
Eric C. TerminiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2019
Ricardo Kassin-NasserRaymond James & Associates, Inc.UBS Financial Services Inc.12-02-2019
Anamelina Rios PerezRaymond James & Associates, Inc.Citigroup Global Markets Inc.11-19-2019
Henry Michael ShaughnessyRaymond James & Associates, Inc.MML Investors Services, LLC11-13-2019
Edvards Andris RepinsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Preston Odell Duppins Jr.Raymond James & Associates, Inc.Morgan Stanley11-13-2019
Kayla R. MatterRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC10-23-2019
James Gavin HawkinsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Piero A. CarhuamacaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2019
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Services LLC10-01-2019
Michael KostrubRaymond James & Associates, Inc.E*TRADE Securities LLC09-24-2019
Helena Borges FortesRaymond James & Associates, Inc.Morgan Stanley09-19-2019
Rosalie SchlaenRaymond James & Associates, Inc.Morgan Stanley09-13-2019
Laura M RosenzweigRaymond James & Associates, Inc.Morgan Stanley09-06-2019
Adriana N SormaniRaymond James & Associates, Inc.UBS Financial Services Inc.09-03-2019
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Showing 1 to 25 of 450 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.