Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Advisers LLC10-02-2019
Todd Daniel SchoberRaymond James & Associates, Inc.Morgan Stanley07-25-2019
Jordi R. BusseRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-16-2019
Gregory David VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Lisa Anne ArmbrustRaymond James & Associates, Inc.Morgan Stanley07-03-2019
Filipe Augusto De Barros GusmaoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Wesley Adam GottesmanRaymond James & Associates, Inc.Raymond James Financial Services, Inc.05-03-2019
Candace Jeannette BurkettRaymond James & Associates, Inc.Raymond James Financial Services, Inc.04-25-2019
William Romain Spell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
Shane Michael ObrienRaymond James & Associates, Inc.Morgan Stanley02-28-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley02-07-2019
Scott Michael PrietoRaymond James & Associates, Inc.Park Avenue Securities LLC10-24-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
Laura ElfterRaymond James & Associates, Inc.Raymond James Insurance Group, Inc.09-18-2018
Luis Fernando TasconRaymond James & Associates, Inc.Jefferies LLC09-04-2018
Carlos Andres CastanedaRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-20-2018
Penny L. Di GiovannaRaymond James & Associates, Inc.Halliday Financial, LLC07-06-2018
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
William Hosea ShepardRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC05-16-2018
Jeffrey Philip ZurekRaymond James & Associates, Inc.UBS Financial Services Inc.04-27-2018
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Showing 1 to 25 of 299 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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