Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edvards Andris RepinsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Preston Odell Duppins Jr.Raymond James & Associates, Inc.Morgan Stanley11-13-2019
Henry Michael ShaughnessyRaymond James & Associates, Inc.MML Investors Services, LLC11-13-2019
Kayla R. MatterRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC10-23-2019
James Gavin HawkinsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
Piero A. CarhuamacaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2019
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Services LLC10-01-2019
Helena Borges FortesRaymond James & Associates, Inc.Morgan Stanley09-19-2019
Rosalie SchlaenRaymond James & Associates, Inc.Morgan Stanley09-13-2019
Jeffrey ShoverRaymond James & Associates, Inc.Morgan Stanley09-06-2019
Barry Albert StricklandRaymond James & Associates, Inc.Morgan Stanley08-05-2019
Eitan EsanRaymond James & Associates, Inc.Morgan Stanley08-02-2019
Jordi R. BusseRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-16-2019
Zachary Ryan VandergriftRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-05-2019
Filipe Augusto De Barros GusmaoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
William Colin WalkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Forrest Fox FieldRaymond James & Associates, Inc.Aviance Capital Management, LLC05-22-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-22-2019
Cole Thomas WilmarthRaymond James & Associates, Inc.Fidelity Brokerage Services LLC04-16-2019
Andrea Lee PatrickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2019
William Romain Spell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-02-2019
Shane Michael ObrienRaymond James & Associates, Inc.Morgan Stanley02-28-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Adam Laurence TheriaultRaymond James & Associates, Inc.INTL FCStone Financial Inc.02-13-2019
Gregory H. IsaacsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2018
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Showing 1 to 25 of 408 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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