Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Filipe Augusto De Barros GusmaoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Kara M ThornRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-27-2018
Anthony M. CadieuxRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2018
Scott David SullivanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-05-2018
Sandra Simmons MartinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-17-2017
Kirsty M. Leeson WalkerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2017
David LumRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2017
Michael Bernard PiazzaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2017
Richard John SaneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27911-07-2016
Christian Ernst LangensteinRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-04-2016
Eugenio Miguel ArangoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-19-2016
Steven Russell SaylorRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-04-2016
James Jason HeatonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2016
Samantha PudtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2015
Samuel William SpanosRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2014
James GouletRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2014
Jeffery Eugene TomaszewskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2014
Gary A. RigbyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-28-2014
Fredrick Grantham TribbleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2014
Nancy Jean GoethelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2013
Robert Charles BrooksRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-22-2011
Wyatt Harrington BrooksRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-22-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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