Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Damon HallickRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2504-02-2019
William Romain Spell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-02-2019
Paul Elbert LentiniRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-03-2018
Adam James ObluckRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-13-2018
Lyle Joseph FloydRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-16-2018
Henry L. HunterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-05-2017
Santuzza L. TimiraosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-17-2017
William Harold DukelowRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5012-01-2016
Hamilton Parrish NealRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$3712-01-2016
Philip Milton GreerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1012-01-2016
John Eston McCulloughRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-12-2016
Julie Scofield SeveliusRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5012-02-2015
Ralph William Sevelius Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2015
Elliot WeissmarkRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5011-09-2015
Glenn William WheelockRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-30-2015
Christopher Scott FinklerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-30-2015
Tammy Sweet HalprinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1009-30-2015
Neil Paul TagarasRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-01-2014
Joshua A. VilardiRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-01-2014
William Roy HagenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-25-2013
Robert Eugene Ellis Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5003-02-2012
George Edward MathisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1011-18-2011
William Michael HedbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10006-30-2010
Tracy Mcintrye BeltonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-16-2010
John Campbell DavisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-16-2010
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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