Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evan J MayerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$18408-09-2019
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Tyler MollRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-22-2020
Jennifer Alice HarrisRaymond James Financial Services, Inc.BBVA Securities Inc.09-14-2020
Andrew B NiklausRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Joshua N ReiderRaymond James Financial Services, Inc.Strategic Capital Advisers, Inc.08-27-2020
Kerry HainesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-07-2020
Jermaine K BenjaminRaymond James Financial Services, Inc.Pruco Securities, LLC.07-29-2020
Jeffrey J McDonaldRaymond James Financial Services, Inc.Morgan Stanley$21407-17-2020
Kathy Joy SchembsRaymond James Financial Services, Inc.Morgan Stanley$10007-17-2020
Michael P JensenRaymond James Financial Services, Inc.Morgan Stanley07-17-2020
Ryan Scott FitzgeraldRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-09-2020
Christopher Evans McAdooRaymond James Financial Services, Inc.UBS Financial Services Inc.$10007-01-2020
Richard Wesly HumphreyRaymond James Financial Services, Inc.UBS Financial Services Inc.$21107-01-2020
Christina Ann ElamRaymond James Financial Services, Inc.UBS Financial Services Inc.07-01-2020
Todd John FoleyRaymond James Financial Services, Inc.Edward Jones05-18-2020
Keith Bryan ElserRaymond James Financial Services, Inc.Morgan Stanley05-07-2020
Carlos Fernando MenesesRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.03-13-2020
Helen Von Dolteren-FournRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC03-11-2020
Michael John Forster JrRaymond James Financial Services, Inc.Securities America, Inc.01-28-2020
Ashley Frank LudwigRaymond James Financial Services, Inc.Pruco Securities, LLC.01-27-2020
Kim S SeymourRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.01-24-2020
Jiles Ellsworth Kirkland JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2020
Linda M ChristinaRaymond James Financial Services, Inc.IFP Securities, LLC01-08-2020
Jillian Drew KennedyRaymond James Financial Services, Inc.Thrivent Investment Management Inc.01-08-2020
Next Page »

Showing 1 to 25 of 272 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.