Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christine Marie Quinones-SpurlingRaymond James Financial Services, Inc.Ubs International Inc.01-06-2009
Donald Edward Geer JrRaymond James Financial Services, Inc.BofA Distributors, Inc.$10002-24-2009
Patrick Eugene CarterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2009
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2503-13-2009
Letitia Ann WoldRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
William Evans McConnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2009
Sandra Lee StewartRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-06-2009
Wendy Stewart MarkeyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-06-2009
Richard Alan JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-19-2009
James Edward ZientaraRaymond James Financial Services, Inc.Morgan Stanley & Co. LLC$10005-20-2009
Patrick Martin MullenRaymond James Financial Services, Inc.Morgan Stanley$2507-10-2009
Kenneth L WathenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2009
Stephen Edward KruchtenRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Kerry Mayo HorneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-06-2009
Robert Allen Kenaston JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-25-2009
Joanne SardellaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-12-2009
James Bradley WattRaymond James Financial Services, Inc.UBS Financial Services Inc.$1011-23-2009
Andrew Michael Vargo JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-04-2010
Mary Ann Maleski-RogersRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.03-01-2010
Joseph Alan Giangreco JrRaymond James Financial Services, Inc.Morgan Stanley$1003-26-2010
Jeffrey August HausingerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2010
Ricky Marcel RhodesRaymond James Financial Services, Inc.Morgan Stanley07-20-2010
John Marcus SellersRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-26-2010
Michael John FarneRaymond James Financial Services, Inc.Edward Jones07-30-2010
Wayne Scott DictorRaymond James Financial Services, Inc.LPL Financial LLC09-17-2010
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Showing 1 to 25 of 272 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.