Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bijan Mahmoud MohseniRaymond James Financial Services, Inc.AXA Advisors, LLC$5008-17-2015
Thomas Joseph ScanlanRaymond James Financial Services, Inc.Investacorp, Inc.09-11-2015
Luis Reinaldo RoqueRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-16-2015
Ziad Juma Hassan-MohammedRaymond James Financial Services, Inc.Scottrade, Inc.10-22-2015
Eric Bradley BrooksRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-20-2015
Ann Blythe MillerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-23-2015
Pamela Jean PriceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2501-06-2016
Joshua Ben ShulmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-06-2016
Marguerite Maria FioriRaymond James Financial Services, Inc.Independent Financial Partners01-07-2016
Scott David VerlangieriRaymond James Financial Services, Inc.Independent Financial Partners01-07-2016
Sheridan Denise MajorRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.01-21-2016
Amanda Sue WheelerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-22-2016
Timothy Robert KillgoarRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-22-2016
Carlos Alberto GonzalezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-01-2016
Scott Douglas SteeleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$29002-08-2016
David Anthony ScigliutoRaymond James Financial Services, Inc.LPL Financial LLC$5002-11-2016
Jay Christopher TimberlakeRaymond James Financial Services, Inc.LPL Financial LLC$2102-11-2016
Sanjiv M. SasteRaymond James Financial Services, Inc.Aegis Capital Corp.02-18-2016
Neil David SniderRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-19-2016
Eric John KucheraRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-19-2016
Ariel Daniel CruzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-04-2016
Luis Prieto Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Peter AndersonRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc03-14-2016
Kelli Karole ColoretRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10003-29-2016
Kelsey Jordan LairdRaymond James Financial Services, Inc.Edward Jones04-25-2016
« Previous PageNext Page »

Showing 101 to 125 of 221 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.