Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl John SevierRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Christopher Steven LangeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Nathan Allen EllerbeeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Donald Edward Geer Jr.Raymond James Financial Services, Inc.BofA Distributors, Inc.02-24-2009
Patrick Eugene CarterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2009
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-13-2009
Sandra Lee StewartRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-06-2009
Wendy Stewart MarkeyRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-06-2009
Richard Alan JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-19-2009
Kenneth L. WathenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2009
Kerry Mayo HorneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-06-2009
David Charles KirkRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5011-11-2009
Andrew Michael Vargo Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2010
Joseph Alan Giangreco Jr.Raymond James Financial Services, Inc.Morgan Stanley$10003-26-2010
Jeffrey August HausingerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2010
Ricky Marcel RhodesRaymond James Financial Services, Inc.Morgan Stanley07-20-2010
John Marcus SellersRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2010
Michael John FarneRaymond James Financial Services, Inc.Edward Jones$2507-30-2010
Wayne Scott DictorRaymond James Financial Services, Inc.LPL Financial LLC$10009-17-2010
Jason P. DimeoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2010
Marc Philip ScheinerRaymond James Financial Services, Inc.Morgan Stanley01-12-2011
Jessica Anne ThompsonRaymond James Financial Services, Inc.Edward Jones$1002-01-2011
Lawrence Lewis MorseRaymond James Financial Services, Inc.Edward Jones$2502-17-2011
Jerry Lawrence Furlong Jr.Raymond James Financial Services, Inc.Kovack Securities Inc.$1006-28-2011
Walter C. BohannonRaymond James Financial Services, Inc.Edward Jones$1007-13-2011
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Showing 1 to 25 of 220 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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