Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Robert BeguiristainRaymond James Financial Services, Inc.BCI Securities, Inc.03-14-2019
Allyn K HoltRaymond James Financial Services, Inc.Summit Brokerage Services, Inc.01-07-2019
Alysia A BerberianRaymond James Financial Services, Inc.Walnut Street Securities, Inc.08-30-2013
Amy Louise ParrishRaymond James Financial Services, Inc.BB&T Investment Services, Inc.$2501-06-2017
Amy Lynn ReitmeyerRaymond James Financial Services, Inc.Morgan Stanley02-16-2017
Amy Prososki RosaRaymond James Financial Services, Inc.Morgan Stanley01-26-2017
Andres Francisco FernandezRaymond James Financial Services, Inc.MML Investors Services, LLC$5007-23-2018
Andrew B NiklausRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2503-13-2009
Andrew Michael Vargo JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-04-2010
Angela Lynn Helmus-OBrienRaymond James Financial Services, Inc.Morgan Stanley02-16-2017
Ann Blythe MillerRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-23-2015
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Anthony John LombardoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-18-2017
Ariel Daniel CruzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Arlene AlvarezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-01-2015
Ashley Ann BanksRaymond James Financial Services, Inc.Morgan Stanley$5002-03-2017
Ashley Frank LudwigRaymond James Financial Services, Inc.Pruco Securities, LLC.01-27-2020
Austin Alexander BraunRaymond James Financial Services, Inc.FS Investment Solutions, LLC03-13-2015
Babubhai Kanchanlal DoshiRaymond James Financial Services, Inc.LPL Financial LLC04-01-2015
Benjamin W RunnellsRaymond James Financial Services, Inc.USAA Investment Services Company08-29-2018
Bijan Mahmoud MohseniRaymond James Financial Services, Inc.Equitable Advisors, LLC08-17-2015
Blanca T SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
Bonnie Langson DodsonRaymond James Financial Services, Inc.UBS Financial Services Inc.02-22-2019
Brad Lee ChamnessRaymond James Financial Services, Inc.UBS Financial Services Inc.$15001-13-2017
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Showing 1 to 25 of 272 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.