Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Alan SteigerwaldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-05-2017
Lisa Ann Amellio-ChavezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC06-02-2017
Shafton Wayne Hewett Jr.Raymond James Financial Services, Inc.State Farm VP Management Corp.05-17-2017
Keith Thomas EmbreeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-20-2017
Angela Lynn Helmus-O'BrienRaymond James Financial Services, Inc.Morgan Stanley02-16-2017
Todd Michael SeymourRaymond James Financial Services, Inc.Morgan Stanley02-16-2017
Amy Prososki RosaRaymond James Financial Services, Inc.Morgan Stanley01-26-2017
Steven David ArtziRaymond James Financial Services, Inc.Morgan Stanley01-20-2017
Thomas L. LamacchioRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-03-2016
Nadia Kathleen KericRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-03-2016
Thomas Paul PetersonRaymond James Financial Services, Inc.Franklin/Templeton Distributors, Inc.09-08-2016
Francesco TrainaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-01-2016
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Paul Joseph FischerRaymond James Financial Services, Inc.LPL Financial LLC08-15-2016
Jaime A. PlanellsRaymond James Financial Services, Inc.PlanMember Securities Corporation07-25-2016
John Edward GreeneRaymond James Financial Services, Inc.Kovack Securities Inc.07-25-2016
David Lonis WeissRaymond James Financial Services, Inc.LPL Financial LLC07-18-2016
Kelsey Jordan LairdRaymond James Financial Services, Inc.Edward Jones04-25-2016
Peter AndersonRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc03-14-2016
Luis Prieto Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-04-2016
Neil David SniderRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-19-2016
Eric John KucheraRaymond James Financial Services, Inc.Oppenheimer & Co. Inc.02-19-2016
Sanjiv M. SasteRaymond James Financial Services, Inc.Aegis Capital Corp.02-18-2016
Carlos Alberto GonzalezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-01-2016
Amanda Sue WheelerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-22-2016
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Showing 26 to 50 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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