Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hossam Mohamad NasserRaymond James Financial Services, Inc.Raymond James & Associates, Inc.06-01-2012
Tracy Lee SilpeRaymond James Financial Services, Inc.Commonwealth Financial Network03-15-2012
Joseph Charles FalzoneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-16-2012
Bradley Clark RamboRaymond James Financial Services, Inc.Morgan Stanley02-10-2012
Melvin Dean RatcliffRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-20-2012
Richard D. SmithRaymond James Financial Services, Inc.Raymond James & Associates, Inc.12-12-2011
Marc Philip ScheinerRaymond James Financial Services, Inc.Morgan Stanley01-12-2011
Jason P. DimeoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2010
John Marcus SellersRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2010
Ricky Marcel RhodesRaymond James Financial Services, Inc.Morgan Stanley07-20-2010
Jeffrey August HausingerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2010
Andrew Michael Vargo Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2010
Kenneth L. WathenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-20-2009
Richard Alan JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-19-2009
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-13-2009
Patrick Eugene CarterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2009
Donald Edward Geer Jr.Raymond James Financial Services, Inc.BofA Distributors, Inc.02-24-2009
Karl John SevierRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Christopher Steven LangeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Nathan Allen EllerbeeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-02-2009
Bryan Lee BlackwellRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1007-08-2019
Jodi Jude JohnstonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-18-2018
Amy Louise ParrishRaymond James Financial Services, Inc.BB&T Investment Services, Inc.$1001-06-2017
Joseph Rice SpoonerRaymond James Financial Services, Inc.Cetera Advisors LLC$1006-03-2016
Donal Brooks BahrenburgRaymond James Financial Services, Inc.UBS Financial Services Inc.$1004-29-2016
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Showing 101 to 125 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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