Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Patrick HummelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,50008-04-2017
Kathleen Grady ScottRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-13-2018
Scott Douglas SteeleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$29002-08-2016
Evan J. MayerRaymond James Financial Services, Inc.Suntrust Investment Services$18408-09-2019
Dennis James Casey Jr.Raymond James Financial Services, Inc.Suntrust Advisory Services, Inc.$15008-23-2019
Evan Jeremy MayerRaymond James Financial Services, Inc.Suntrust Advisory Services, Inc.$15008-09-2019
Lindsey Revere Hansen IIRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$15005-10-2019
Shannon Cree SappRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$15007-10-2018
Catherine A. Springer GallantRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15004-12-2018
Scott William PowersRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15006-02-2017
Brian Scott RimelRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15003-05-2015
Michael Louis CardwellRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15001-14-2015
Jason R. MamalisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15005-16-2014
Sean Patrick HoolihanRaymond James Financial Services, Inc.Charles Schwab & Co., Inc.$15010-11-2011
Kerry Mayo HorneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-06-2009
Frank Van Schaack Hibbard IIIRaymond James Financial Services, Inc.Morgan Stanley$11901-26-2017
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Alex Robert BeguiristainRaymond James Financial Services, Inc.BCI Securities, Inc.$10003-14-2019
Richard Anthony AlbertRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-22-2019
Richard Allen MartinsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-27-2018
Todd Joseph SteimanRaymond James Financial Services, Inc.Morgan Stanley$10005-18-2018
Sean Lawrence GoodrichRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10004-19-2018
Dennis Michael SullivanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10009-22-2017
John Marvin Houchin IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10006-02-2017
Stephen Bradley GiauqueRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10003-10-2017
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Showing 1 to 25 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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