Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew B NiklausRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2020
Tressa Lynn SanchezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
William Alexander LongestRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Jeremy Wayne ThomasRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Paul Christopher CiardiRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Gregory H IsaacsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Gary Patrick HummelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-04-2017
Brian ScanlonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
James Barrett SpicerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2017
Terri Sue KellyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2017
Anna Marie MorraRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2016
Thomas Dawson MaysRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-05-2016
Michael John GrahamRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20801-04-2016
Shane David PhillipsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-06-2015
Robert Rush ZyblutRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-27-2014
Jason P DimeoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2010
John Marcus SellersRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-26-2010
Jeffrey August HausingerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-29-2010
Andrew Michael Vargo JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-04-2010
William Evans McConnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2009
Letitia Ann WoldRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2009
Patrick Eugene CarterRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.