Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Paul PhillipsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-13-2019
Peter William MuehleckRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$3710-11-2018
Maurice Jean Stouse IIIRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-11-2018
Jodi Jude JohnstonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-18-2018
Sean Lawrence GoodrichRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10004-19-2018
Peter William PastmanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.04-19-2018
Catherine A. Springer GallantRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$15004-12-2018
Margaret O'Grady RosetRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$3703-19-2018
Brian Scott CraneRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2512-13-2017
John P. ReedRaymond James Financial Services, Inc.Raymond James & Associates, Inc.11-01-2017
Melvin Ovet PerezRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-30-2017
Oscar Jesus CastellanosRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5010-30-2017
Jon Michael TrombettoRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2510-27-2017
Albert Wade Ray IIIRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2510-02-2017
Dennis Michael SullivanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10009-22-2017
Walter John Chesney Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.09-22-2017
Katherine Margaret HaganRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-09-2017
Steven Craig NewcombRaymond James Financial Services, Inc.Raymond James & Associates, Inc.07-13-2017
Brenda Louise D'ArvilleRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2504-24-2017
Keith Thomas EmbreeRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-20-2017
Stephen Bradley GiauqueRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10003-10-2017
Thomas L. LamacchioRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-03-2016
Nadia Kathleen KericRaymond James Financial Services, Inc.Raymond James & Associates, Inc.10-03-2016
Amanda Sue WheelerRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-22-2016
Timothy Robert KillgoarRaymond James Financial Services, Inc.Raymond James & Associates, Inc.01-22-2016
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.