Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Lee Shane IIRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Alice Eileen JohnsonRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Allen Ray RumbleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Ana Margarita DiazRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Thomas AmesRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Barry Lee RobinsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bradley J. BondRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Brandon Kyle CowartRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brandon SingerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brenda Anne BarrettRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Brian David ThelenRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Brian Michael CarrollRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bryan AlfonsoRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Carl Michael KozlowskiRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Charles Maurice ThurmanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Christopher Samuel O'SheaRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher Shawn EilersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Arthur Lemar Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Christian WarrenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
David Michael JullieRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dennis Alan DewittRoyal Alliance Associates, Inc.Signator Investors, Inc.$1511-02-2018
Deron Lee MorrisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Eduardo Antonio EscobarRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Edwin Lowe LivelyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Emanuele Gulino Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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