Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart HorowitzSecurities America, Inc.Nfp Advisor Services$15002-19-2009
Daniel Jay WolffSecurities America, Inc.Wells Fargo Securities, LLC04-24-2009
Richard Paul HolsanSecurities America, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Marc Steven WolffSecurities America, Inc.Moors & Cabot, Inc.05-19-2009
James Paul CooperSecurities America, Inc.Moors & Cabot, Inc.05-19-2009
Fred Philip SteinmarkSecurities America, Inc.UBS Financial Services Inc.$2506-18-2009
Martin Scott GoodwinSecurities America, Inc.CSSC Brokerage Services, Inc.08-14-2009
Mark Demosthenes GeneralesSecurities America, Inc.Colonial Brokerage, Inc.10-30-2009
Paul Scott HarrisSecurities America, Inc.Summit Brokerage Services, Inc.11-23-2009
Christopher Clement ShererSecurities America, Inc.GunnAllen Financial, Inc$5004-07-2010
James Burleigh TollertonSecurities America, Inc.SII Investments, Inc.$1003-06-2014
Jay Winston BermanSecurities America, Inc.SII Investments, Inc.03-06-2014
Debra Ann BectalSecurities America, Inc.SII Investments, Inc.03-06-2014
Nicole Karin DavisonSecurities America, Inc.LPL Financial LLC05-09-2014
Mark Duane LoopSecurities America, Inc.Commonwealth Financial Network$5010-31-2014
David Andre DoorneweerdSecurities America, Inc.Commonwealth Financial Network$10010-31-2014
Nicola S. NicholSecurities America, Inc.Equity Services, Inc.$1012-01-2014
Lanny Keith MarksSecurities America, Inc.Newbridge Securities Corporation$1012-11-2014
William Joseph RomeoSecurities America, Inc.LPL Financial LLC07-09-2015
Frank CongemiSecurities America, Inc.LPL Financial LLC$5007-09-2015
Luis Alfonso VegaSecurities America, Inc.LPL Financial LLC$107-09-2015
Daniel Reed GainesSecurities America, Inc.Fintegra, LLC07-31-2015
Michael Ryan HalloranSecurities America, Inc.Fintegra, LLC$5008-04-2015
Glenn David DonahueSecurities America, Inc.First Allied Securities, Inc.11-13-2015
Chris CastroSecurities America, Inc.CUNA Brokerage Services, Inc.07-19-2016
Next Page »

Showing 1 to 25 of 51 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.