Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jay WolffSecurities America, Inc.Wells Fargo Securities, LLC04-24-2009
Mark Demosthenes GeneralesSecurities America, Inc.Colonial Brokerage, Inc.10-30-2009
Christopher Clement ShererSecurities America, Inc.GunnAllen Financial, Inc$5004-07-2010
Kenneth Edward GuardSecurities America, Inc.Investors Security Company, Inc.12-07-2012
James Burleigh TollertonSecurities America, Inc.SII Investments, Inc.$1003-06-2014
Nicole Karin DavisonSecurities America, Inc.LPL Financial LLC05-09-2014
Craig Lee SmithSecurities America, Inc.Ameriprise Financial Services, Inc.06-06-2014
David Andre DoorneweerdSecurities America, Inc.Commonwealth Financial Network$10010-31-2014
Rudi Richard HoffmanSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Lisa Rae LabooSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Oscar Antonio VaronaSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Lawrence Irvine FrenchSecurities America, Inc.Sunset Financial Services, Inc.11-14-2014
Nicola S. NicholSecurities America, Inc.Equity Services, Inc.12-01-2014
Lanny Keith MarksSecurities America, Inc.Newbridge Securities Corporation12-11-2014
Frank CongemiSecurities America, Inc.LPL Financial LLC$5007-09-2015
William Joseph RomeoSecurities America, Inc.LPL Financial LLC07-09-2015
Glenn David DonahueSecurities America, Inc.First Allied Securities, Inc.11-13-2015
Lester E. HamrickSecurities America, Inc.Park Avenue Securities LLC08-16-2016
John Byron Poore IISecurities America, Inc.Sorrento Pacific Financial, LLC09-20-2016
Robert MastrosimoneSecurities America, Inc.Wall Street Financial Group, Inc.$5009-23-2016
Robert Joel BerrinSecurities America, Inc.Wall Street Financial Group, Inc.$3909-23-2016
John E. Bell IVSecurities America, Inc.Park Avenue Securities LLC$2508-25-2017
Carole Ameila RaineySecurities America, Inc.National Planning Corporation$5010-18-2017
Robert Grahn TeneyckSecurities America, Inc.National Planning Corporation$5010-18-2017
Michael Lynn WoodsSecurities America, Inc.National Planning Corporation$5010-23-2017
Next Page »

Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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