Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Edward Allan KnowlesSecurities America, Inc.Kestra Investment Services, LLC02-05-2018
Vincent Michael BaroneSecurities America, Inc.National Planning Corporation11-13-2017
Joseph Michael SoslerSecurities America, Inc.National Planning Corporation11-02-2017
Dominick C SennaSecurities America, Inc.National Planning Corporation10-25-2017
Paul Raymond WeberSecurities America, Inc.The O.N. Equity Sales Company03-08-2017
John Byron Poore IISecurities America, Inc.Sorrento Pacific Financial, LLC09-20-2016
Lester E. HamrickSecurities America, Inc.Park Avenue Securities LLC08-16-2016
Jason Wayne HollingsworthSecurities America, Inc.Wells Fargo Clearing Services, LLC07-22-2016
Chris CastroSecurities America, Inc.CUNA Brokerage Services, Inc.07-19-2016
Glenn David DonahueSecurities America, Inc.First Allied Securities, Inc.11-13-2015
Daniel Reed GainesSecurities America, Inc.Fintegra, LLC07-31-2015
William Joseph RomeoSecurities America, Inc.LPL Financial LLC07-09-2015
Nicole Karin DavisonSecurities America, Inc.LPL Financial LLC05-09-2014
Jay Winston BermanSecurities America, Inc.SII Investments, Inc.03-06-2014
Debra Ann BectalSecurities America, Inc.SII Investments, Inc.03-06-2014
Paul Scott HarrisSecurities America, Inc.Summit Brokerage Services, Inc.11-23-2009
Mark Demosthenes GeneralesSecurities America, Inc.Colonial Brokerage, Inc.10-30-2009
Martin Scott GoodwinSecurities America, Inc.CSSC Brokerage Services, Inc.08-14-2009
Marc Steven WolffSecurities America, Inc.Moors & Cabot, Inc.05-19-2009
James Paul CooperSecurities America, Inc.Moors & Cabot, Inc.05-19-2009
Richard Paul HolsanSecurities America, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Daniel Jay WolffSecurities America, Inc.Wells Fargo Securities, LLC04-24-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.