Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Blase Sparma Stephen Long Jr Brad Ripplemeyer Hampton BallardStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$93506-26-2020
Blase Joseph SparmaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-26-2020
Michael Stephen Long JrStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Wade Hampton Ballard VStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2020
Brian McDermottStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-08-2020
Michael Paul Jones JrStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-27-2020
Jennifer Lillian BaseyStifel, Nicolaus & Company, IncorporatedEdward Jones01-13-2020
Stephen Huggins Linda Winders Blair Huggins JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Stephen C HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$29508-23-2019
Linda Sue WindersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-23-2019
Cameron Blair HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Jeremy Daniel HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Woody WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$2508-01-2019
Morton Elwood WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-30-2019
Christina KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4007-12-2019
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
Erik Mclean MelvilleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.05-16-2019
Mark ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-25-2019
Ryan M SchackStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
David Raymond ParkerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-08-2019
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5511-01-2018
Christopher Joseph BuccheriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2018
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5509-25-2018
Nick SteinbachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6009-25-2018
Nicholas John SteinbachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-20-2018
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.