Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Abraham LinkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-12-2015
Alfred David Scoones JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley04-20-2012
Amanda Leigh CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15012-01-2015
Anthony ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15005-22-2015
Blase Joseph SparmaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-26-2020
Blase Sparma Stephen Long Jr Brad Ripplemeyer Hampton BallardStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$93506-26-2020
Brian McDermottStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-08-2020
Cameron Blair HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Cheryl Polutta OlsenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-29-2009
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
Christina KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4007-12-2019
Christopher David MenziesStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.02-19-2009
Christopher Joseph BuccheriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2018
Christopher Robert LesserStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-12-2012
Cynthia Elaine TouchtonStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated03-18-2013
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5511-01-2018
Dan LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5509-25-2018
David Bruce HolzStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2504-19-2013
David Raymond ParkerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-08-2019
David Scott RemeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-19-2009
Dawne Boswell RehmStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.05-15-2014
Douglas Mitchel PattonStifel, Nicolaus & Company, IncorporatedMorgan Keegan & Company, Inc.03-02-2012
Ed HeckerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$6011-10-2016
Edward John HeckerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.11-10-2016
Elaina Friesel GarvinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8007-24-2012
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.