Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Alexandria KarasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00007-12-2019
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Henry Berg, Glen MagloffStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25005-19-2016
Henry Bradford BergStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$25005-18-2016
Michael P. Wallace, Todd J. BelfioreStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc. Inc.$17906-05-2013
Christopher Joseph BuccheriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2018
Elizabeth Andrea AllenStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15003-16-2018
Gary Edward AdkinStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Turner Cronin MooreStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15004-20-2012
Jeffrey Marc WalzerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15004-21-2011
Samuel Lynn LafeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-09-2009
Robert Thomas FriedmannStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15002-20-2009
Nicholas Dukas, Jason DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14008-18-2017
Mark P. SullivanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10510-25-2017
David Raymond ParkerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-08-2019
Nicholas George DukasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-17-2017
Brian Douglas EngstromStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$10010-20-2016
Glen Lawrence MagloffStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$10005-18-2016
Jonathan Steven HarrisStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
Amanda Leigh CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10012-01-2015
Anthony ScaglioneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10005-22-2015
James Lebaron Springer Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10008-12-2014
Robert William PriceStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-19-2014
Mark Andrew SmithStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-28-2013
Francis Earl CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-16-2012
Next Page »

Showing 1 to 25 of 90 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.