Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Huggins Linda Winders Blair Huggins JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Mark P SullivanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10510-25-2017
Mark CisselStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5408-17-2017
Stephen C HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$29508-23-2019
Linda Sue WindersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-23-2019
Cameron Blair HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Jeremy Daniel HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Nanette Crews DoughertyStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-29-2017
Mark P SullivanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-25-2017
Mark Ernest CisselStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-17-2017
Alan Abraham LinkerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-12-2015
Robert William PriceStifel, Nicolaus & Company, IncorporatedMorgan Stanley$12802-19-2014
John Chris KamkutisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-26-2013
Mark Andrew SmithStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-28-2013
Thomas Alan BevanStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-10-2013
Turner Cronin MooreStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15004-20-2012
Alfred David Scoones JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley04-20-2012
Marjorie FeldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-26-2012
James Philip OConnorStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5002-28-2012

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.