Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Glenn PollockStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-07-2009
Kristopher Raworth WallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-07-2009
Marc Allen YorksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-15-2009
Scott Alan SandersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15001-15-2009
Cheryl Polutta OlsenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-29-2009
Shirley Lorraine PolidoriStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-29-2009
William Kerry HarrisonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-05-2009
David Scott RemeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-19-2009
Samuel Lynn LafeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-09-2009
Jeffrey Stuart MalavskyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-22-2010
Robert MacalusoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15004-30-2010
Mark Alan McRobertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-18-2011
Elaina Friesel GarvinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-24-2012
Francis Earl CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-16-2012
John Jeffrey CookStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-16-2012
Robert Jeffrey SanderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-12-2012
Christopher Robert LesserStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-12-2012
Roy Helmar CarlsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1009-28-2012
Michael Lee DillmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-08-2013
Paula SavageStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$102-01-2013
John Schuyler PetersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-07-2013
John Francis SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5010-17-2013
Peter Anthony NicolettiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5012-01-2015
Amanda Leigh CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10012-01-2015
John Patrick RiceStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1001-12-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.