Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management$5010-26-2018
Richard David MercadoSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$10012-15-2017
Matthew Louis SussmanSummit Brokerage Services, Inc.Putnam Retail Management Limited Partnership10-06-2017
Ronald Huston KeeblerSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$2509-05-2017
Natallia V BatsukovaSummit Brokerage Services, Inc.J.P. Morgan Securities LLC01-06-2017
Linda Joyce FoxSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5002-16-2016
Sherril Ann MorseSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$5004-21-2015
William Diener Andrew LennerSummit Brokerage Services, Inc.Morgan Stanley$6501-12-2015
Howard Lawrence MashSummit Brokerage Services, Inc.Equitable Advisors, LLC$2507-11-2014
Robert Eugene BergSummit Brokerage Services, Inc.Morgan Stanley$1006-06-2014
Patrick Thomas BulgerSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5005-13-2014
James Whitney StorySummit Brokerage Services, Inc.First Midwest Securities, Inc.$5002-24-2014
Stephen Glen Zahorian JrSummit Brokerage Services, Inc.Raymond James Financial Services Advisors, Inc$5011-08-2013
Steven Jay GreenbergSummit Brokerage Services, Inc.The Investment Center, Inc.$2509-12-2013
Carl Lavern HartSummit Brokerage Services, Inc.Lincoln Investment08-06-2013
Christine Lisa DellacatoSummit Brokerage Services, Inc.LPL Financial LLC$2507-25-2013
Gaetan J GagneSummit Brokerage Services, Inc.Morgan Stanley$5407-09-2013
Edward Rosenberg Robert RosenbergSummit Brokerage Services, Inc.Waddell & Reed$5003-25-2013
Edward Martin RosenbergSummit Brokerage Services, Inc.Waddell & Reed03-25-2013
Robert Douglas RosenbergSummit Brokerage Services, Inc.Waddell & Reed03-25-2013
David Gregory WursterSummit Brokerage Services, Inc.Financial Advisers of America, LLC$2501-02-2013
Jerome Joseph RepovzSummit Brokerage Services, Inc.Securities America, Inc.$1011-08-2012
James Alan LindsaySummit Brokerage Services, Inc.LPL Financial LLC$5009-29-2012
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.