Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendan Reed LewisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC07-05-2019
Cynthia Ford HarringtonSummit Brokerage Services, Inc.Cadaret, Grant & Co., Inc.04-25-2019
William Francis QuinnSummit Brokerage Services, Inc.LPL Financial LLC$20003-15-2019
Scott Lee ChaneySummit Brokerage Services, Inc.Parkland Securities, LLC$2511-01-2018
Mark Alan DavySummit Brokerage Services, Inc.B. Riley Wealth Management10-26-2018
Linda Sue ZaraSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$10002-01-2018
Richard David MercadoSummit Brokerage Services, Inc.Cambridge Investment Research, Inc.$10012-15-2017
Matthew Louis SussmanSummit Brokerage Services, Inc.Putnam Retail Management Limited Partnership10-06-2017
Ronald Huston KeeblerSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$2509-05-2017
Yesenia GuerraSummit Brokerage Services, Inc.Fidelity Brokerage Services LLC07-18-2017
Jon-Michael GugliottaSummit Brokerage Services, Inc.Morgan Stanley01-25-2017
Natallia V. BatsukovaSummit Brokerage Services, Inc.J.P. Morgan Securities LLC01-06-2017
Gaetan Jude GagneSummit Brokerage Services, Inc.Summit Brokerage Services, Inc.$5007-20-2016
Linda Joyce FoxSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5002-16-2016
Andrew Todd YocumSummit Brokerage Services, Inc.Morgan Stanley12-16-2015
Thomas J. FitzpatrickSummit Brokerage Services, Inc.Kestra Investment Services, LLC11-17-2015
Lawrence Leslie Miller Jr.Summit Brokerage Services, Inc.LPL Financial LLC08-14-2015
Michael John MillerSummit Brokerage Services, Inc.LPL Financial LLC08-14-2015
Sherril Ann MorseSummit Brokerage Services, Inc.Stifel, Nicolaus & Company, Incorporated$5004-21-2015
William Lewis Diener Jr.Summit Brokerage Services, Inc.Morgan Stanley$5001-12-2015
Andrew Clark LennerSummit Brokerage Services, Inc.Morgan Stanley12-15-2014
Michael Paul ShermanSummit Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2509-05-2014
Adam SmithSummit Brokerage Services, Inc.LPL Financial LLC$5008-26-2014
Michael Stephan GoldSummit Brokerage Services, Inc.Ameriprise Financial Services, LLC$2508-11-2014
Justin Allan GoodbreadSummit Brokerage Services, Inc.Woodbury Financial Services, Inc.$1007-18-2014
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.